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Using Mediation Now - Who Should Be Involved and How to Maximise Success

Using Mediation Now - Who Should Be Involved and How to Maximise Success
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In Brief

As part of CEDR’s thought leadership programme, in September 2024, a panel of Commercial mediators discussed the key developments in mediation with a focus on current trends.

This is the second in a series of articles, in which we will recap some of the key points that were raised in the discussion.

 

Introduction

Mediation is a powerful tool in dispute resolution, but achieving the best outcome depends not only on the skill of the mediator but also on having the right people involved.

This article will explore who should attend a mediation session, how to make the most of the mediator's role, and the evolving practices within mediation to ensure a successful resolution.

1. Who Should You Bring to Mediation?

One of the key points of discussion in mediation is who should attend the sessions. The mediator’s role includes helping the parties make informed decisions, which often requires the involvement of experts or support figures. However, it’s important to strike a balance to ensure the effectiveness of the mediation.

  1. The Right Team: It’s crucial to bring individuals who can contribute constructively. Experts with specific knowledge (e.g., financial, technical) may be needed to provide insights, but their role must be clearly defined and supportive. In some cases, often where individuals are involved, bringing someone with a personal connection (e.g., a spouse) can help bridge emotional gaps and lead to resolution.

  2. Avoiding Unhelpful Dynamics: Parties should avoid bringing individuals who may hinder the process. For example, overly aggressive lawyers or experts may make it harder for the parties to move toward settlement. The mediator can often work in advance with the parties on who should attend, ensuring transparency and balance between both sides.

  3. Balance and Transparency: Maintaining balance in expertise is important—if one side brings an expert, the other may feel the need to do the same. However, overcrowding the mediation room with too many experts can become counterproductive. Transparency is also key; unexpected attendees can derail the process before it even starts.

2. Maximising the Mediator's Role

The mediator is an essential figure who facilitates communication and helps the parties see beyond their individual perspectives. Here’s how to make the most of the mediator’s role:

  1. Use the Mediator to Test Proposals: Mediators can be used to test offers between parties. They are privy to the confidential information of both sides, which allows them to help shape and angle conversations effectively. Mediators can also propose creative solutions or use novel processes to assist parties in reaching resolution.

  2. Trust and Transparency: Establishing trust with the mediator is crucial, and this should start before the day of mediation. When parties are transparent with their needs and limitations with the mediator, they can better facilitate negotiations and help find areas of compromise.

  3. Standing on the Wall: The mediator has a unique role in that they stand on a metaphorical wall, observing both "gardens" of the parties. This means they can guide each side on what they need to do to bring both perspectives closer together. It’s important to leverage this unique vantage point for the benefit of all parties.

3. The Role of the Lay Client and the Changing Dynamics

The role of the lay client, who is the ultimate decision-maker in a dispute, is also evolving. Traditionally, the lay client’s role has been more passive, but a good mediator works to ensure that all parties, including lay clients, understand the process and feel empowered to make decisions.

Often, the involvement of a barrister or solicitor can help bridge the gap in a mediation, where the lay client may accept advice from a lawyer coming with a fresh set of eyes to a case.

4. Changes in Mediation Practices

Mediation practices have changed significantly over time, becoming more sophisticated and adaptive. Here are a few notable shifts:

  1. Process Adaptations: There has been much discussion about the use of joint meetings, where both parties come together to communicate directly. Joint meetings can provide an important opportunity for emotional expression and for parties to hear each other's perspectives. However, there is also a tendency from some commercial parties to avoid joint meetings (particularly opening sessions) or for joint sessions to come later in the day.

  2. Mediator Proposals: In cases where parties reach a deadlock, occasionally a mediator may propose a solution based on the discussions of the day. This proposal is not binding, but it provides a potential way forward. It’s crucial that both parties have agreed to this process beforehand to avoid playing to the gallery, which can distort the negotiations.

  3. More Than a Day’s Work: The view of mediation as a single-day event is changing. Preparation, including the establishment of sophisticated clauses and a clear agenda, is essential. A successful mediation involves groundwork and continued efforts to find common ground.

Conclusion

Effective mediation is about more than just the negotiation process on the day itself. It involves careful preparation, bringing the right people, trusting the mediator, and being adaptable to the needs of the process. By making informed decisions about who attends and using the mediator’s role to its full potential, parties can navigate disputes more efficiently and reach outcomes that work for everyone involved.

Mediation is evolving, and so must the approach of those involved. It's not merely about compromise—it's about building the right environment, with the right people, to foster a constructive resolution.

CEDR Event - Using Mediation Now